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#	Item
661	August 29, 2011 Via Electronic Submission: http://www.sec.gov/rules/proposed.shtml Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Systemic risk Financial services 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Counterparty Hedge fund Derivative Financial economics Finance Investment
662	Prepared Remarks by Richard Cordray Director of the Consumer Financial Protection Bureau Federal Reserve Bank of Chicago Add to Reading List Source URL: admin-housingwire.epublishing.com Language: English - Date: 2014-05-09 15:42:47 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Consumer complaint Financial Ombudsman Service Consumer Protection Act. (CPA) South Africa Marketing Law Economics
663	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:31:21 Finance Government Investment Financial regulation Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission 76th United States Congress Financial economics Investment Advisers Act
664	Katten KattenMuchinRosenman llp 525 W. Monroe Street Chicago, IL[removed][removed]tel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 15:16:37 73rd United States Congress United States Securities and Exchange Commission United States securities law Tax evasion UBS Exchange-traded note Securities Act SEC filing Securities Exchange Act Investment Financial economics Finance
665	Swedish Code of Statutes ___________________________________________________________________________ Ordinance on Impact Analysis of Regulation; Issued on 6 December[removed]The Government prescribes the following. Introdu Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:40:07 Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk Environmental impact assessment United States administrative law Environment 111th United States Congress
666	February 27, 2012 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English United States securities law United States Securities and Exchange Commission 73rd United States Congress Financial services Regulation D Hedge fund Securities regulation in the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Investment Finance
667	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
668	Proposed Rule: Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-14 12:40:45 United States Securities and Exchange Commission United States securities law Finance Systemic risk Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Financial economics 73rd United States Congress
669	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:34:26 Investment Advisers Act Business Financial regulation Investment Registered Investment Advisor Financial adviser Investment Advisor U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Financial economics 76th United States Congress
670	I 113TH CONGRESS 1ST SESSION H. R. 2767 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:42:43 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Fannie Mae Federal Home Loan Banks Securities regulation in the United States Economy of the United States Housing and Economic Recovery Act Financial regulation United States federal banking legislation Mortgage industry of the United States 110th United States Congress

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